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REC 2.7 Access to facilities

REC 2.5 Systems and controls and conflicts

SUP 16.23 Annual Financial Crime Report

REC 2.16A Operation of a multilateral trading facility

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

MAR 10.4 Position reporting

SYSC 5.2 Certification regime

TC 2.1 Assessing and maintaining competence

REC 2.3 Financial resources

SUP 16.12 Integrated Regulatory Reporting

SYSC 5.1 Skills, knowledge and expertise

COLL 5.2 General investment powers and limits for UCITS schemes

FEES 4.4 Information on which fees are calculated

REC 4.2D Suspension and removal of financial instruments from trading

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

SUP 14.1 Application and purpose

SUP 13.7 Changes to cross border services

SYSC 19D.3 Remuneration principles

REC 2.4 Suitability

REC 2.2 Method of satisfying the recognition requirements